- FINRA Series 7 (General Securities Representative)
- FINRA Series 63 (Uniform Securities Agent State Law Exam
- FINRA Series 65 (Uniform Investment Advisor Exam)
- Licensed with insurance departments of various states
Steve was born and raised in North Haven, CT. He received his BA from Duke University and played football and baseball while attending. He was a professional baseball player for both the New York Mets and the Seattle Mariners before entering the investment industry in 1981. In 1991, Steve became the AVP for PaineWebber-Retirement Planning Consultants where he then transitioned to become an Independent Advisor in 2003. He has been an active advisor with Gateway Financial Partners since 2007 where his primary business focus is coordinating & implementing investment strategies for 401(k) plans & Individual Wealth Management.
Steve is committed to client relationships and disciplined investment strategies with an extreme focus on Risk Management. Steve is a proud husband to his wife Wanda and proud father of their three children, Kasey, Kyle and Kortney. Outside of work, Steve volunteers in his community with youth organizations and youth sports programs. Check the background of this investment professional on FINRA BrokerCheck.